Securities Industry

Definition: Securities Industry

Securities Industry

Noun

1. The securities markets in the aggregate; "the market always frustrates the small investor".

Source: WordNet 1.7.1 Copyright © 2001 by Princeton University. All rights reserved.
 

Synonym: Securities Industry

Crosswords: Securities Industry

Books

• Securities Industry Act and regulations, Securities Industry (Central Depositories) Act, Securities Commission Act and regulations ... : all amendments up to July 1998 : Act 280, Act 453, Act 498, Act 499 (reference)

• Securities Operations: A Guide to Operations and Information Systems in the Securities Industry (reference)

  (more book examples)

Periodicals

• Securities Industry Databank - Diskette Excel (reference)

• Bank Securities Industry Registry (reference)

  (more periodical examples)

Source: compiled by the editor from various references; see credits.

Economic History

Egypt

Law 95 empowered the Capital Market Authority (CMA) to be an independent supervisor of the securities industry. (references)

Mexico

The National Bank and Securities Commission, the Secretariat of Finance and the Bank of Mexico regulate the securities industry. (references)

Trinidad

The Insurance Act of 1980 (amended in 1996) and Securities Industry Act of 1995 are geared towards improving the market's transparency. (references)

Trade

Ukraine

Capital markets development assistance includes regulatory drafting, technical assistance, training and equipment to: 1) support the Securities Commission; 2) foster a better legal and enforcement environment for corporate governance and shareholder rights that focuses on investor protection; 3) improve issuers' financial disclosure procedures; 4) enhance the computerized nationwide share trading system and the private central securities depository; 5) develop securities industry institutions such as independent registrars, custodians, and broker-dealer firms; and 6) establish self-regulation within the securities industry and improve professional standards. (references)

Source: compiled by the editor from ICON Group International, Inc.; see credits.

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