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Broker-dealer

Definition: Broker-dealer

Broker-dealer

Noun

1. A financial specialist who trades for his own account and so acts both as a broker and principal.

Source: WordNet 1.7.1 Copyright © 2001 by Princeton University. All rights reserved.
 


Specialty Definitions: Broker-dealer

DomainDefinitions

Finance

A legal person trading for its own account and for third parties, consistent with the investment services for which it has been authorized by applicable banking and financial authorities. Source: European Union. (references)
 A person or company in the business of both buying and selling securities. Source: European Union. (references)

Source: compiled by the editor from various references; see credits.

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Specialty Definition: Broker-dealer

(From Wikipedia, the free Encyclopedia)

A broker-dealer is an institution that has registered with the SEC in order to have the ability to buy and sell securities for customers as well as for its own books. When transacting with a customer, the institution is said to be acting as a broker. When trading for its own books, the institution is said to be acting as a dealer.

Source: adapted by the editor from Wikipedia, the free encyclopedia under a copyleft GNU Free Documentation License (GFDL) from the article "Broker-dealer."

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Crosswords: Broker-dealer

Specialty definitions using "broker-dealer": National Association of Securities Dealersorder at beststock market order. (references)

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Commercial Usage: Broker-dealer

DomainTitle

Periodicals

Source: compiled by the editor from various references; see credits.

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Non-Fiction Usage: Broker-dealer

SubjectTopicQuote

Economic History

Hungary

The BSE has 38 members, which are licensed-broker or broker-dealer companies, including several U.S.-based firms. (references)

Colombia

Financial institutions are prohibited from making loans to broker-dealer, fiduciary, and pension fund management subsidiaries. (references)

Philippines

The new Code requires the Philippine Stock Exchange (PSE) to "demutualize" (i.e., convert to a stock company) by August 8, 2001. Other provisions strengthen investor protection by: limiting exchange ownership for any one industry or business group (including brokers) to 20 percent; codifying the full disclosure approach to the regulation of public offerings; tightening rules on insider trading; segregating broker-dealer functions; outlining rules on mandatory tender offer requirements; significantly increasing sanctions for violations of securities laws and regulations; and mandating steps to improve the internal management of the stock exchange and future securities exchanges. (references)

Trade

Ukraine

Capital markets development assistance includes regulatory drafting, technical assistance, training and equipment to: 1) support the Securities Commission; 2) foster a better legal and enforcement environment for corporate governance and shareholder rights that focuses on investor protection; 3) improve issuers' financial disclosure procedures; 4) enhance the computerized nationwide share trading system and the private central securities depository; 5) develop securities industry institutions such as independent registrars, custodians, and broker-dealer firms; and 6) establish self-regulation within the securities industry and improve professional standards. (references)

Source: compiled by the editor from ICON Group International, Inc.; see credits.

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Usage Frequency: Broker-dealer

"Broker-dealer" is generally used as a noun (singular) -- approximately 100.00% of the time. "Broker-dealer" is used about 2 times out of a sample of 100 million words spoken or written in English. Its rank is based on over 700,000 words used in the English language. Some parts-of-speech are not covered due to the samples used by the British National Corpus. (note: percents less than one-hundredth of one percent have been omitted)
Parts of SpeechPercentUsage per
100 Million Words
Rank in English
Noun (singular)100%2245,945

Source: compiled by the editor from several corpora; see credits.

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Modern Translations: Broker-dealer

Language Translations for "broker-dealer"; alternative meanings/domain in parentheses.

Chinese 

  

经纪经"商. (various references)

   

Danish

  

børsdeltager. (various references)

   

Dutch

  

verhandelaar-makelaar. (various references)

   

Finnish

  

arvopaperivälittäjä (broker, stock broker, stockbroker). (various references)

   

French

  

négociateur courtier. (various references)

   

Italian

  

operatore indipendente. (various references)

   

Korean 

  

중개인 상인. (various references)

   

Pig Latin

  

oker-dealerbray

Source: compiled by the editor from various translation references.

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Anagrams: Broker-dealer

Scrabble® Enable2K-Verified Anagrams

Words within the letters "a-b-d-e-e-e-k-l-o-r-r-r"

-3 letters: orderable.

-4 letters: barreled, borderer, brokered, leeboard, reloader.

-5 letters: arbored, beraked, bleaker, bleared, bleeder, boarder, breaker, breeder, broader, earlobe, labored, laborer, orderer, reboard, rebored, rebreed, reorder.

Source: compiled by the editor from various references; see credits.

SCRABBLE® is a registered trademark. All intellectual property rights in and to the game are owned in the U.S.A and Canada by Hasbro Inc., and throughout the rest of the world by J.W. Spear & Sons Limited of Maidenhead, Berkshire, England, a subsidiary of Mattel Inc. Mattel and Spear are not affiliated with Hasbro.

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Alternative Orthography: Broker-dealer


Hexadecimal (or equivalents, 770AD-1900s) (references)

42 72 6F 6B 65 72 2D 64 65 61 6C 65 72

Leonardo da Vinci (1452-1519; backwards) (references)

Binary Code (1918-1938, probably earlier) (references)

01000010 01110010 01101111 01101011 01100101 01110010 00101101 01100100 01100101 01100001 01101100 01100101 01110010

HTML Code (1990) (references)

&#66 &#114 &#111 &#107 &#101 &#114 &#45 &#100 &#101 &#97 &#108 &#101 &#114

ISO 10646 (1991-1993) (references)

0042 0072 006F 006B 0065 0072 002D 0064 0065 0061 006C 0065 0072

Encryption (beginner's substitution cypher): (references)

36848177718415707167787184

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INDEX

1. Definition
2. Crosswords
3. Usage: Commercial
4. Quotations: Non-fiction
5. Usage Frequency
6. Translations: Modern
7. Anagrams
8. Orthography
9. Bibliography


  

Copyright © Philip M. Parker, INSEAD. Terms of Use.

 

 

 

 

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woordeboek, fjalor, ‏معجم, ‏قاموس, diccionariu, речник, diccionari, diksyonario, diksinario, 字典, gérlyver, slovník, ordbog, woordenboek, shimiyuc p'anca, orðabók, orðbók, dictionnaire, wurdboek, wörterbuch, λεξικό, אוצר מילים, szótár, uqausiit tukingit, dizionario, 字引 , じい, じびき, じて", ディクショナリー , じり", じしょ, '"かい, ディクショナリ , 사 , dizionari, recnik, fockleyr, dikshonario, słownik, dicionário, dicţionar, dicziunari, словарь, lolomi fefiloi, foclair, abardair, faclair, briathrachan, pukuntau, leksikon, rečnik, vocabbulariu, diccionario, sí-chazamagâma, ordbok, lexikon, พจนานุกรม, sözlük, ansiklopedik sözlük, словник, довідник, có tính chất sách vở, geirlyfr, geiriadur, for dictionary;
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vertaling, transferim, transmetim, ‏ترجمة من لغة أجنبية للغة الأم, ‏ترجمة, ‏إفتتان, транслация, огъване, превод, предаване, поддаване, тълкуване, превеждане, 翻译, překlad, oversættelse, translatie, taajuusmuutos, translaatio, traduction, oersetting, Übersetzung, μετάφραση, תור'מ ות, תר'ום, "עתק", "עתק, fordítás, traduzione, 翻訳 , へい"ういどう, やくしょ, やくしゅつ, "うどく, ほ"やく, トランスレーション , やくじゅつ, ほ"やくしょ, 번역, tradukshon, tradução, translaţie, tãlmãcire, traducere, сдвиг, трансляция, перемещение, перевод, tumačenje, traducción, översättning, tercüme, процес перекладу, переклад, пояснення, переміщення, sự dịch, sự biến th nh sự giải thích, trosiad, for translation;
Sjinees, Chinees, kinez, ‏الصينية, ‏لغة الصين, ‏صيني, ‏الصيني أحد أبناء الصين, Chinu, китайски, Ininsik, 汉语, 中 , 漢 , 中國 , èínský, èínština, èíòan, kineser, kinesiskt, kinverskur, kiinalainen, Chinois, Sineesk, Chinesisch, Κινέζος, κινέζικα, κινέζικοσ, κινέζοσ, σινικόσ, kínai, Kínverji, Sínis, cinese, チフス菌 , チャイニーズ , 중국, Cina, Sheenish, Sheenagh, Hainamana, chines, Chińczyk, chinês, chinés, chinezesc, chinezeşte, chinezã, chinez, китайский, китаец, Saina, kineski jezik, kineski, chino, snesi, sneysi, kinesisk, çinli, çince, çin ile ilgili, çin, китаянка, китайська мова, китайський, кита"ць, for Chinese;
Deens, danisht, danishte, ‏لغة الدانمركية, ‏نوع كعك, ‏دانماركي, датски език, датски, Daniko, 丹麦语, dánský, dánština, danskur, danskt, tanskalainen, danois, Deensk, dänisch, δανικόσ, δανόσ, עו'ת שמרים, " י, dán, danska, Danmhairgis, danese, 덴마크, Danvargish, Danvargagh, danes, dinamarquês, danez, датский, danski, danski jezik, danés, dansk, danimarkalı, danimarka dili, датський, датська мова, tiếng Đan-mạch, for Danish;
Nederlands, Hollands, holandez, ‏هولندي, ‏اللغة الهولندية, холандски, немски език, холандски език, холандците, немски, Olandes, 菏蘭語 , 荷兰语, holandský, nizozemský, hollandsk, hollendskt, hollantilainen, néerlandais, Nederlânsk, holländisch, ολλανδικόσ, ολλανδόσ, holandisht, "ול "י, holland, hollenskur, Ollainnis, olandese, 네덜란", Belanda, Ollanish, Germaanish, Tatimana, nederlandsk, ulandes, hulandes, holandês, neerlandés, olandez, nemţesc, limba olandezã, german, голландский, holanđanin, u škripcu, holandski, holandés, bakratongo, holländsk, ชาวเนเธอร์แลน"์, เกี่ยวกับเนเธอร์แลน"์, รรยา, alman, eş, flemenkçe, holandaca, hollanda, karı, hollandalı, hollandalılara özgü olan, Hollandali, hollanda'ya ait, голландська мова, голландський, ngôn ngữ khó hiểu, "b xã", for Dutch;
Fins, finlandez, finlandishte, finlandisht, ‏اللغة الفنلندية, ‏فنلندية, ‏فنلندي, фински език, фински, Pinlandino, 芬蘭語 , 芬兰语, finský, finskt, suomi, suomalainen, finnois, Finlandaise, finlandais, finnisch, φινλανδικόσ, פי י, finn, finnskur, finnska, finlandese, 핀란", Fynlannish, Fynlannagh, finlandês, finês, finlandezã, финский, Finisi, finski jezik, finski, finlandés, finés, finsk, fince, finlandiya'ya özgü, фінська мова, фінський, tiếng Phần-lan, for Finnish;
Franse taal, Frans, franceze, francez, frëngjisht, frëng, frëngjishte, ‏فرنسي, ‏اللغة الفرنسية, ‏الشعب الفرنسي, gall, френски език, френски, Pranses, 法國 , 法文 , 法語 , 法语, francouzština, francouzský, franskur, franskt, ranskalainen, français, Frânsk, französisch, γάλλοσ, γαλλικόσ, γαλλική γλώσσα, γαλλίδα, צרפתי, צרפתית, francia, Fraincis, francese, フレコン化 , フランス" , 仏文 , 仏 , ふつぶ", フレンチ , フランセ , ふつ, "랑스, Perancis, Ny Frangee, Mooinjey ny Frank, frances, franses, francês, francezii, francezã, franţuzesc, franţuzeşte, французский, Falani, francuski jezik, francuski, francuzi, francés, sí-Fulentji, fransk, franska, fransızca, Fransiz, fransızca ile ilgili, fransız, fransa ile ilgili, французька мова, французький, Ffrengig, isiFulentshi, for French;
Italianer, Italiaans, Italiaan, ‏شخص إيطالي, ‏اللغة الإيطالية, ‏الإيطالي, ‏إيطالي, Italianu, италиански език, италиански, италианец, Italyano, 意大利 , 意大利語 , 意大利语, italština, italský, ital, italiener, italienskt, italialainen, Italien, Italjaansk, italienisch, Ιταλός, italisht, איטלקי, איטלקית, olasz, Ítali, IodÚilis, italiano, 이탈리아, Iddaalish, Włoch, italianã, italienesc, italieneşte, italian, итальянский язык, итальянский, итальянец, Italia, italijanski, italijanski jezik, italijan, sí-Taliyáne, italienare, italiensk, italienska, เกี่ยวกับอิตาลี, ชาวอิตาลี, าษาอิตาลี, italyanca, italyan, італі"ць, італійська мова, італійський, італійка, for Italian;
korean, ‏كوري شمالي, ‏اللغة الكورية, ‏كوري جنوبي, ‏كوري, Coreanu, корейски, корейски език, Koryano, 韩国语, "國 , 朝鮮語 , korejský, korejec, korejština, Koreaans, koreanskt, coréen, Koreaansk, koreanisch, Koreaner, κορεάτησ, κορεάτικοσ, koreai, 한국, koreano, coréia, a língua coreana, coreean, limba coreeanã, кореец, корейский, Kolea, korejski jezik, korejski, koreanac, coreano, koreansk, ชาวเกาหลี, kore'li, кореянка, коре"ць, корейська мова, корейський, người Triều tiên tiếng Triều tiên, for korean;